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White Paper Description
Many mutual fund wholesalers are currently struggling with compliance with US Securities and Exchange Commission (SEC) Rule 22c-2—a task that may appear to be all cost with no benefit. But in fact, mutual fund companies can leverage client relationship management (CRM) systems to facilitate compliance and uncover an overlooked upside to 22c-2 compliance: unprecedented insight into sources of profitability.
Related Topic: Customer Relationship Management (CRM)
Related Industries: Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Management of Companies and Enterprises, Management, Scientific, and Technical Consulting Services, Finance and Insurance, Funds, Trusts, and Other Financial Vehicles
Related Keywords: Pivotal, Pivotal CRM, mutual fund wholesalers, client relationship management, CRM systems, regulatory compliance, securities and exchange commission, SEC rule 22c-2, redemption fees, omnibus accounts
Source: CDC Software
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