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Abstract:
In order for a business to stay on top of compliance requirements required by the Sarbanes-Oxley Act (SOX)—and avoid financial
penalties or possible jail time—it must take a good look at its IT environment and financial reporting processes. The collection,
management, and analysis of log data are int (...)
Excerpt related to
sox compliance:
... penalties or possib... LogRhythm and SOX Compliance. ...
the IT infrastructure. Download <strong>LogRhythm and SOX Compliance </strong>.
Comments: ...
Published:
2010-03-11
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Abstract:
If the auditors came knocking, would you be prepared? When they do come, you’ll need to be ready to answer some tough questions
regarding your change management processes. Implementing and assessing change management controls for Sarbanes-Oxley Act (SOX)
compliance in the US can be a very expensive and (...)
Excerpt related to
sox compliance:
Validate and Enforce Change Process for SOX Compliance. ... Download <strong>Validate
and Enforce Change Process for SOX Compliance</strong>. Comments: ...
Published:
2010-03-11
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Abstract:
Many companies face the Sarbanes-Oxley (SOX) compliance challenge of monitoring all the data activity of their most privileged
users. Those challenges include tracking access to sensitive financial data, reporting on controls, and responding to problems.
Learn about a database auditing and protection sol (...)
Excerpt related to
sox compliance:
Many companies face the Sarbanes-Oxley (SOX) compliance challenge of monitoring all the
data activity of their most privileged users. Those challe... ...
Published:
2010-03-11
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Abstract:
The result of implementing middleware products such as WebSphere MQ (WMQ) “out-of-the-box” without security measures has
led to increased risk of failed audits on various regulatory measures. The need for auditing, penetration testing, and remediation
of critical middleware structures to assure regul (...)
Excerpt related to
sox compliance:
Achieving PCI DSS, SOX, and HIPAA Compliance through Comprehensive IBM WebSphere MQ Auditing.
Source: Evans Resource Group. Document ...
Published:
2011-06-08
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Abstract:
In general, the US Sarbanes-Oxley Act (SOX) requires publicly traded companies to be financially accountable. SOX compliance
requires cooperation among many business units—particularly IT, as IT supports SOX compliance by securing and protecting financial
data on the network. IT is also required to con (...)
Excerpt related to
sox compliance:
In general, the US Sarbanes-Oxley Act (SOX) requires publicly traded companies to be financially accountable.
SOX compliance requires cooperation ... ...
Published:
2010-03-11
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Abstract:
Compliance with the US Sarbanes-Oxley Act (SOX) is not a one-time project, but a sustained effort to gain visibility into
processes affecting financial reporting accuracy. Most IT controls are manual, error-prone, and resource-intensive. However,
there’s a new, radical solution: an automated IT control (...)
Excerpt related to
sox compliance:
Compliance with the US Sarbanes-Oxley Act (SOX) is not a one-time project, but a sustained
effort to gain visibility into processes affecting fina... ...
Published:
2010-03-11
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Abstract:
As is generally the case with such issues as the US Sarbanes-Oxley Act (SOX), the quick fix is often too good to be true.
Leading companies are thus using SOX as an opportunity to restructure the way they run their business. What’s more, they’re
finding they already have much of what they need—incl (...)
Excerpt related to
sox compliance:
... Oxley Compliance. Source: Business Objects. Document Type: White Paper Description:
As is generally the case with such issues as the US Sarbanes-Oxley Act (SOX) ...
Published:
2010-03-11
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Abstract:
The US Sarbanes-Oxley Act has significantly impacted budgets, personnel allocation, business processes, and documentation.
But leveraging a technology solution can smooth the overall compliance process. By investing in a content-centric business
process management solution, organizations can automate and (...)
Excerpt related to
sox compliance:
On the Road to Compliance: Linking Processes and Documents. ... But leveraging a technology
solution can smooth the overall compliance process. ...
Published:
2010-03-11
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Excerpt related to
sox compliance:
... in TEC’s Ask the Experts mailbox from an individual looking for information on a how to prepare a segregation
of duties (SOD) matrix for SOX compliance. ...
Published:
2008-07-18
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Abstract:
IT departments play a key role in complying with the US Sarbanes-Oxley Act (SOX). Without the right technological solutions
to record and monitor access to networks, financial systems, and sensitive data, company management cannot ensure the integrity
of the information in their financial reports. That (...)
Excerpt related to
sox compliance:
... financial reports. That’s why technology that helps with SOX compliance
and internal control management is imperative. Download <strong ...
Published:
2010-03-11
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Abstract:
The Sarbanes-Oxley Act (SOX) requires publicly traded firms to demonstrate that their accounting and reporting practices
are in compliance with regulatory standards. Section 404 of SOX addresses the concept and practice of segregation of duties—a
key aspect of this legislation, and the focus of this ar (...)
Excerpt related to
sox compliance:
... Traditional Audit and Compliance Standards Prior to SOX. ...
Below are three of the primary business control processes essential to support SOX compliance:
...
Published:
2008-08-27
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Abstract:
The Sarbanes-Oxley Act (SOX) requires publicly traded firms to demonstrate that their accounting and reporting practices
are in compliance with regulatory standards. Section 404 of SOX addresses the concept and practice of segregation of duties—a
key aspect of this legislation, and the focus of this ar (...)
Excerpt related to
sox compliance:
... Traditional Audit and Compliance Standards Prior to SOX. ...
Below are three of the primary business control processes essential to support SOX compliance:
...
Published:
2008-08-27
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Abstract:
Today, in addition to their usual reporting and operational duties, human resources (HR) professionals are expected to bring
value to the company in a number of significant respects, ranging from launching operational efficiency initiatives to providing
strategic leadership. And now, compliance with the (...)
Excerpt related to
sox compliance:
... And now, compliance with the US Sarbanes-Oxley (SOX) Act has imposed
a new set of responsibilities on the HR organization. Download ...
Published:
2010-03-11
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Abstract:
When it comes to US Sarbanes-Oxley Act (SOX) compliance, the role of financial information systems simply cannot be overlooked.
This was recently underscored by a study naming "financial systems and procedures" as the most common problem among companies
disclosing material weaknesses. Indeed, this weakne (...)
Excerpt related to
sox compliance:
When it comes to US Sarbanes-Oxley Act (SOX) compliance, the role of financial information
systems simply cannot be overlooked. This was recently ... ...
Published:
2010-03-11
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Abstract:
Human resources (HR) organizations have not fully embraced automation technologies. Up to 92 percent of HR “key controls”—fundamental
to compliance with the US Sarbanes-Oxley Act (SOX)—are executed manually. This paper explores how technology-savvy HR organizations,
especially those with the righ (...)
Excerpt related to
sox compliance:
... Up to 92 percent of HR “key controls”—fundamental to compliance with the US Sarbanes-Oxley
Act (SOX)—are executed manually. ...
Published:
2010-03-11
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Abstract:
The maze of regulations governing electronic data has never been more complex. Various regulatory bodies, as well as international,
regional, and national governments, have different requirements for handling electronic data. Get an in-depth look at compliance
regulations, particularly the US Sarbanes-Ox (...)
Excerpt related to
sox compliance:
... Get an in-depth look at compliance regulations, particularly the US Sarbanes-Oxley Act
(SOX), that impact IT managers, and learn about best practices for ...
Published:
2010-03-11
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Abstract:
The 2002 Sarbanes-Oxley Act (SOX) has affected organizations, their data, and their reporting processes, putting a strain
on how their financials are managed. Business intelligence solutions provide answers to these issues, allowing organizations
to address SOX compliancy. (...)
Excerpt related to
sox compliance:
The 2002 Sarbanes-Oxley Act (SOX) has affected organizations, their data, and their reporting processes, putting a strain
on how their financials ...
Published:
2006-04-06
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Abstract:
The rules have changed for IT outsourcing companies and their clients. The US Sarbanes-Oxley Act (SOX) casts a giant shadow
over every person and organization that comes in contact with a company’s financial records and reports. We’ll look at ways
in which outsourcing companies can take proactive mea (...)
Excerpt related to
sox compliance:
... The US Sarbanes-Oxley Act (SOX) casts a giant shadow over every person ...
proactive measures to meet both the spirit and letter of compliance guidelines through ...
Published:
2010-03-11
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Abstract:
Thanks, in part, to the fallout from the financial scandals of Enron, WorldCom, Tyco and others, the corporate spotlight
is being refocused on the audit function. However, by waiting until systems are live and in production before applying an
audit regimen, you may miss an excellent opportunity to establ (...)
Excerpt related to
sox compliance:
Thanks, in part, to the fallout from the financial scandals of Enron, WorldCom, Tyco and others, the corporate spotlight is
being refocused on the...
Published:
2003-10-20
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Abstract:
Thanks, in part, to the fallout from the financial scandals of Enron, WorldCom, Tyco and others, the corporate spotlight
is being refocused on the audit function. However, by waiting until systems are live and in production before applying an
audit regimen, you may miss an excellent opportunity to establ (...)
Excerpt related to
sox compliance:
Thanks, in part, to the fallout from the financial scandals of Enron, WorldCom, Tyco and others, the corporate spotlight is
being refocused on the...
Published:
2003-10-20