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Securities, Commodity Contracts, and Other Financial Investments and Related Activities
Investments and the services related to them, such as underwriting securities, providing investment advice, acting as an agent in the buying and selling of assets, securities and commodities exchange services, asset management, and other such activities, fall into this subsector.
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12

Checklist: Choosing the Right Financial Services Vendor
Inside Business Finance

Today’s economic environment requires you to evaluate whether your current financial institution is in it for the long haul and can offer the…

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Reducing Operational Risk of IT Service in Finance
Proxima Technology

An overview for CIOs of the provision and management of IT services at a level that addresses the risk management issues raised by the Basel…

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OutlookSoft Case Study: Interactive Data Corporation
OutlookSoft

Interactive Data Corporation is a provider of securities pricing, financial information, and analytic tools to institutional and individual…

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Operations Management in the UK Financial Services
Quocirca Ltd

The competitive nature of the financial services industry today and the changing landscape of the customer approach to investing puts an onus…

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Vulnerability Management for GLBA Compliance
Qualys

The security provisions of the US Gramm-Leach-Bliley Act (GLBA) are complex and process-intensive, and non-compliant financial institutions and…

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Depository Trust and Clearing Corporation (DTCC) Case Study
Secure Software

The Depository Trust & Clearing Corporation (DTCC) is the world’s largest financial services post-trade infrastructure organization, having…

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E-trading Latency Remediation
Citihub

There is an ongoing arms race in the financial services industry to be competitive in electronic trading (e-trading) markets. Significant…

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AnyDoc Customer Success Story: PSCU Financial Services Can’t Dispute the Advantages of OCR
AnyDoc Software, Inc.

PSCU Financial Services mediates disputes between its customers and their credit card companies. Many of these disputes require multiple pages…

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12
 

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Securities Commodity Contracts and Other Financial Investments and Related Activities

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