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"Beachhead Solutions gives an organization the flexibility to:
Enforce encryption of all sensitive PC data
Remotely deny and restore access to PC data
Automate offsite PC data backup
Manage data lifecycle of sensitive data
"
Source : Beachhead Solutions
PC Encryption; Eyes Wide Open
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Considerations for a well-informed PC encryption deployment
Scott Pierson, CISSP, CISA
Cam Roberson
In the Beginning...
A Historical Perspective
Before we dive into the current state of encryption and reveal the issues that require consideration it would be
helpful to fi rst understand the historical perspective. In other words, let’s answer the question, “How did encryption
evolve to its current state?”
Businesses embraced the personal computer in the mid 80’s, fi nally convinced of the productivity it brought to its
employees and the competitive rewards that would ultimately be realized. Employees were empowered to work
better, faster and more effi ciently with computing power on their desk to analyze, process and develop data. The
personal computer forever changed how employees worked and all was good.
In the early 90’s, advancements in computing technology and lower prices brought widespread adoption of
portable, “laptop” computers. Nearly equal in computing horsepower to their desktop brethren, employees were
even more productive, bringing this computing power to the fi eld; laptops were now in front of prospects, customers
and business partners. Proposals, presentations, analysis, modeling, hypothetical metrics – all of it done right
there, right then. All was even better.
This data, now outside the physical confi nes of locked doors and internal networks, was at risk. The exposure
of trade secrets and intellectual property most certainly posed a risk to competitive advantage. But there was an
even bigger problem. The possible exposure of consumer personal and fi nancial data got the attention of federal
regulators, state government, consumer advocacy groups and the press. The theft of a Veterans Administration PC
containing the personal information of over 28 million US Veterans in May of 2006 was viewed by many as the
fi nal straw – a sobering realization that enterprises, both private and public, must protect PC data.
It wasn’t as if PC data encryption wasn’t already available. It was. In 1991 Philip Zimmermann developed PGP
(Pretty Good Privacy (PGP), free open source fi le encryption. In 1993, Microsoft incorporated Encrypting File
System (EFS) into several versions of its NT operating system. Used correctly and diligently, these tools offered
a perfectly reasonable way to shield sensitive data on a lost or stolen PC. Problem solved, right? Not quite. These
tools relied on the individual user’s diligence to be effective. The business entity, whose reputation and profi tability
was at stake, had no control, instead living with the hope that users, its employees, were following policy. We
should know by now that users don’t always follow policy, particularly when confronted with productivity tradeoffs.
Because of this, these methods of encryption were predictably ineffective and not embraced by mainstream
business.
The Rise of Software-Based Full Disk Encryption (FDE)
Early attempts to manage PC data encryption across the enterprise
State data breach disclosure requirements1, avoidance of press coverage embarrassment, and most importantly the
fi nancial impact of customer defection applied tremendous pressure on businesses to protect its PC data.
It became apparent in the late 90’s that encryption of sensitive PC data was necessary but business leaders also
recognized that control had to be removed from employees. As a result, an effective encryption technique gained
momentum and was widely adopted by responsible businesses; software-based full disk encryption (FDE).
Though not graceful, FDE ensured compliance somewhat by brute-force. Generally installed by an IT professional
the software enforces encryption of a disk drive’s entire contents, including the operating system, applications and
other non-sensitive data. As a result the computer is effectively not operational until the OS is fi rst decrypted. This
lock-down approach introduces some of the important issues and considerations that follow in this whitepaper.
Nonetheless, because FDE represented an acceptable way to enforce PC data encryption it took hold as the defacto
standard.
FDE, with very slight differentiation, is offered by many vendors. Years ago, this brand of security came with
recognized, and in many cases, acceptable trade-offs around system performance, compatibility and employee
productivity.
Today, a decision to deploy FDE has an even longer list of trade-offs to consider. It is no longer the simple, easy
decision. New hardware and software developments and emerging trends in computing architecture may offer
better, more effective delivery of encryption. Further, there is a growing list of recognized incompatibilities
between new technologies and the disk drive lock-down approach of FDE. Will the security benefi ts of FDE outweigh
being left out of the possible adoption of these new tools? As FDE is increasingly commoditized, one can
certainly expect even further price reductions, but will the cost savings be enough to raise overall value against
what is clearly diminishing utility?
Consider the following when deciding whether FDE is right for your business.
1. FDE Installation
Time, effort and the “unanticipated”
There are many factors within your environment that will determine the time and effort required to install FDE
on your inventory of PCs. Best-case-scenarios are almost always used to estimate time required for installation
and this is particularly suspect because it is really hard to objectively benchmark. The number-one determinate
of the time required for this process is the size of the disk drive(s).
FDE vendors assert the time required to install and execute the first round of encryption to be between 2-3 hours
– a fair claim when considering a 40GB drive. Today’s production business-class PCs are often outfi tted with
160 – 250GB disks which require 2 or 3x the time claimed for a 40GB drive. Inevitably as disk capacity improves
and the drives become larger, so too will be the time necessary to encrypt them with FDE.
Most FDE solutions today allow remote installation representing a big improvement over previous versions but
the processor & read/write-intensive encryption pass brings most computers to a frustrating grind. Imagine attempting
to work during a full virus scan – or worse. Organizationally, be prepared for installation times in excess
of what you might expect. Set expectations and consider re-directing the efforts of the affected employees.
Here are a couple other things to be aware of with an FDE installation. If remotely installed users may attempt
to abort the installation to return to a more productive state, sometime even attempting a hard shutdown by depressing
the power button. Some products handle this better than others, but avoid any issues by backing up the
data and running a disk check prior to installation.
With FDE every sector on the hard drive, including empty sectors and sectors that may never be used are encrypted.
Encryption writes a higher bit density on the drive surface because blank space is overwritten with random
data in encrypted form. This can cause weak sectors to fail, often corrupting the fi le system. Most vendors
offer a disclaimer and suggest a full data backup before installation while others, particularly with installation
on older computers, recommend fi rst running chkdsk.exe (check disk). Following these practices is certainly
prudent, but you should expect longer-than-anticipated deployments.
2. PC Boot Times under FDE
FDE encrypts not only the sensitive data you desire to protect, but the OS, applications and other innocuous
data. Resultantly, the OS must fi rst be decrypted before the computer is operational. Further, during the boot
process, parts of the OS may be written to the virtual memory space located on the hard drive. As this occurs
that data is again encrypted, further delaying bootup. This anomaly not only affects boot times but slows ongoing
PC operations.
The boot time required to be able to load MS Outlook and have it connect to the server with a non-encrypted
PC takes several minutes. In a test case on a reasonably confi gured, major-manufacturer laptop (1.8Ghz w/ 1Gb
memory and a 46Gb HD) the boot was just under 5 minutes. Is a 10 or 15 minute boot time acceptable? Ultimately
you’ll need to determine if the security afforded by full disk encryption is worth whatever productivity
impedance you’ll realize. But you can and should expect signifi cant boot slowdowns. Again, testing within your
environment is highly recommended.
3. Application Performance with FDE
Data-Intensive applications introduce recognized performance slowdowns
Many applications make liberal use of hard disk-based virtual memory. Any application large enough to use the
page fi le to store parts of the application or data will likely experience a hit to computing performance. More
memory often helps, but depending on how many applications are open simultaneously, even small applications
will be affected.
Recently, users within a company using an enterprise-class CRM application and full disk encrypted laptops
claimed painfully slow operations. So much so that its users began to rebel. The CRM vendor representative
told the user that they should expect a 30% performance hit with encryption. This is not the kind of disclosure
you typically see within FDE documentation.
The perception of this problem is not as severe if encryption is deployed before the application is loaded and
used, but once users become comfortable with a certain level of performance, anything slower is frustrating.
Application performance degradation varies so it is suggested that you fi rst test full disk encryption in your
environment to determine the actual impact.
4. Hard Drive Failure Recovery
The incidence of hard drive failures will increase (some estimates as high as 10x depending on equipment age)
with FDE. When an unencrypted drive fails the data can often be recovered by the corporate IT administrator
mounting it as a slave – even if the OS won’t boot. This is not possible with an FDE installation. Some vendors
do, however, provide a “back door” method to recover data that disk recovery services can use to restore the
data. These back door services may present a security risk and on top of that, they’re not cheap.
The fi rst time this happens to an executive or someone with critical information, the IT Department will surely
feel the heat. Again, a good backup program/process is highly recommended if you decide on FDE. And, ask
your chosen FDE vendor how they suggest you handle the inevitable hard drive failures.
5. Architectural Incompatibilities with
Device Management Tools
The utility and value of “Cloud”- and Remote-Management of PCs is quickly emerging as an important IT
tool. In fact, Business Week this month said “Cloud Computing is one of the most signifi cant advances in the
computing universe in decades.” IT tools such as patch-, asset- and power-management on remote devices are
increasingly important, particularly to larger organizations spread over wide geographies. Because FDE applications
surround the operating system with what is essentially its own operating system, Windows OS functionality
cannot be accessed and unattended communications with that PC to perform these important tasks becomes
impossible. Only with full coordination, support and participation of the PC user are these tools effective.
For example, managing a remote patch management requires that the user leave the device turned on and connected
to the network. This very process invites tremendous security risk. In an FDE scenario, once authenticated,
the data is available in an unencrypted state available for anyone to see.
Dell Computer, through its recently initiated “Distributed Desktop Management” platform acts as a Managed
Service Provider (MSP) and offers these tools as part of a complete service. Included amongst these offerings is
non-FDE based data encryption. For the reasons stated above, Dell realized that a more synergistic encryption
approach is needed. Accordingly Dell Laptop Data Encryption ensures data is encrypted but still allows remote
communication and remote IT management.
What’s on the PC Development Horizon?
Clearly, the choice of encryption for deployment is not one to be made lightly and there’s more to consider than
what you’ll read in the sales literature or product documentation. The good news is that competitive pressures
coupled with new and better encryption techniques are driving the cost of FDE down while new options emerge.
New and better encryption techniques you ask? Yes! The key becomes how to manage them across the enterprise.
Many versions of Microsoft Vista and the soon-to-be-released Windows 7 include BitLocker, an alternative
disk encryption technique to FDE. Rather than encrypting the entire disk drive, BitLocker encrypts the system
volume including all sensitive data and the OS, but is implemented in such a way as to facilitate a secure and
speedy boot up. Because encryption is handled by the OS, there aren’t application performance issues. This
approach represents a clear improvement to full disk encryption and it’s architecture facilitates many of the
capabilities not possible with an FDE implementation.
Many of the latest generation personal computers now coming off the production line include Intel’s vPro chip
that will include hardware-based encryption processing. This alternative provides speedy encryption/decryption,
addressing previous performance problems. Future developments suggest that enhancements to the chip’s functionality
will be added by integrators/computer manufacturers of the chip. The vPro chip also provides a very
interesting capability; the ability to actually power the computer up unattended and remotely – while the data
remains encrypted. Imagine the control and IT management possibilities afforded by this capability.
These OS and hardware encryption methods are available to a great many of us today. Adoption and full utilization
of these methods are in the very early stages. Development for the vPro chip is in the infancy stage. These
methods represent a tremendous future for PC security, data control and IT management of distributed computing
assets. FDE is not compatible with these software and hardware technologies and as a result, deployment of
FDE today must be made in recognition that the capabilities afforded by these technologies will be delayed or
forgone.
Forward-Looking PC Disk Encryption Considerations
The fi rst few pages of this whitepaper have covered the issues associated with an FDE deployment and the realities
that aren’t covered in an FDE sales sheets – though who could blame these vendors for the omission. Advising
prospects that FDE is incompatible with emerging technologies that will improve, perhaps even transform
personal computing, is marketing suicide.
So what should be your considerations when selecting tools to encrypt and protect your organization’s PC data?
1. Business Control. It is the business entity whose reputation is at risk and who’ll bear the
fi nancial pain of a data breach. It is critical that the organization have control of PC data security
policy. Specifically:
- Encryption must be “Enforced.” This cannot be an option set by users.
- The effectiveness of the security cannot depend on the diligence of users to adhere to
policy, because they won’t.
- Select tools that ensure data is safe irrespective of user behavior. Users may do things
unwittingly to undermine security. Still others may not always be loyal and/or authorized
to have access to business data. Protect against these scenarios.
2. Work within new, remotely managed IT infrastructures. Be sure that your solution is
integrated with the PC and does not interfere with basic operational processes.
3. Be able to manage a variety of encryption modules (encryption agnostic). Your
organization will likely have a blend of old and new PCs. The newer PCs will have multiple encryption
options available and you will need to secure the older ones too. Your solution should
activate and manage the best encryption available without creating multiple management
consoles and standards. Look for a solution which can adapt to new standards as new PCs get
added to your portfolio.
4. Understand and minimize the affects on IT and your users. While this may seem
obvious it is often underestimated. For IT, don’t assume that the time, effort and support ends
with installation because it doesn’t. For users, understand the impact to productivity. Tools that
adversely affect productivity may prompt side-stepping, rejection or even rebellion.
5. Select security that can protect where encryption can’t. When the password is
known or knowable (e.g., stolen along with the computer), encryption offers no protection.
Select a security tool that has a back-up plan because inevitably, you will need it.
Publication SP800-111, “Guide to Storage Encryption Technologies for End User Devices” from the US Department
of Commerce strongly recommends encryption and provides detailed description of encryption technologies:
http://csrc.nist.gov/publications/nistpubs/800-111/SP800-111.pdf.
1California’s Breach Disclosure Law (SB 1386) was enacted in 2003 and required fi rms to provide written notifi cation to any
consumer whose personally identifi able information was potentially exposed. Similar legislation has since been adopted by 41
additional states.